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51	FACT SHEET Navigating the New Health Insurance Marketplaces In-Person Assistance Options for Consumers Add to Reading List Source URL: s3.amazonaws.com Language: English - Date: 2014-03-19 19:05:16 Finance Economics Insurance broker Insurance Financial economics
52	Note: Broker-dealers are required to disclose any material arrangements with the venues listed in each section below, including, but not limited to, any internalization or payment for order flow arrangements. 0C8 COMMONW Add to Reading List Source URL: www.commonwealth.com Language: English - Date: 2014-10-15 17:33:07 Financial markets Finance Order NYSE Arca NASDAQ Chicago Board Options Exchange Payment for order flow Dark liquidity Financial economics Stock market Investment
53	Policy: Remuneration options for unlicensed assistants BOD Approval: September 12, 2012 Industry members may remunerate their unlicensed assistants in any manner that is agreed upon by the industry member, the broker, an Add to Reading List Source URL: www.nsrec.ns.ca Language: English - Date: 2012-11-06 14:36:02 Real estate transaction Law of agency Marketing Residential real estate Real estate broker Real estate Business Law
54	Equity Options Inc. - Consent Order with attached Statement of Charges - C[removed]CO01 Add to Reading List Source URL: dfi.wa.gov Language: English - Date: 2012-10-19 16:37:59 Business Financial economics Mortgage broker Finance Short
55	SR-MIAX[removed]Page 17 of 18 Exhibit 5 New text is underlined; Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-08 07:46:46 Finance Financial services Options Clearing Corporation Market maker Broker-dealer Payment systems Financial markets Financial economics Financial system
56	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Phlx[removed]August 8, 2014 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-11 10:53:50 Finance Market maker Securities Exchange Act Exchange-traded fund Order Broker-dealer Options Clearing Corporation NASDAQ Philadelphia Stock Exchange Financial economics Financial markets Investment
57	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NYSEArca[removed]January 28, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend its Rules by Revi Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-01-29 10:18:26 Investment Finance Order New York Stock Exchange Chicago Board Options Exchange Market maker Floor broker Market depth Open outcry Financial markets Financial economics Stock market
58	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-NASDAQ[removed]August 13, 2014 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-08-14 09:48:51 Finance Market maker Rebate Options Clearing Corporation Futures contract Market liquidity Broker-dealer Financial markets Financial economics Financial system
59	Equity Options Inc. - Consent Order with attached Statement of Charges - C[removed]CO01 Add to Reading List Source URL: www.dfi.wa.gov Language: English - Date: 2012-10-19 16:37:59 Business Financial economics Mortgage broker Finance Short
60	Microsoft Word - cfaruleseptnotice.doc Add to Reading List Source URL: www.msc.gov.mb.ca Language: English - Date: 2013-03-06 16:17:39 United States securities law Futures contract Futures exchange Securities Act Options Clearing Corporation SEC filings Commodity broker Commodity Futures Trading Commission Financial economics Financial system Finance

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